ຄະນະກໍາມະການຄຸ້ມຄອງຫຼັກຊັບ

Application documents for Incorporation of Securities Company as stipulated in the article 52 of Law on Securities
1.1. An application pursuant to the form of the Lao Securities Commission (LSC);
1.2. A joint venture agreemen;
1.3. By-laws of the company;
1.4. Copies of an enterprise registration certificate and by-laws of an applicant who is a juristic
person;
1.5. Certificates of educational qualifications, a certificate of criminal record, board of directors
and directors’s curriculum vitae;
1.6. A list of shareholders and shareholding ratio, curriculum vitae of shareholders and copies of
identification cards or passports of shareholders who are persons;
1.7. Financial statements, which have been audited by an audit firm, of the shareholders who
are juristic persons;
1.8. A business plan at least for the first three years after the incorporation.

In addition, additional application documents for incorporation of securities company shall include as stipulated in the article 3 of Regulation on Securities Company Establishment and Operation No. 002/LSC, dated 24 July 2013 as the following documents:

1. An agreement with at least one custodian bank (correspondent bank) to conduct on
settlement activities;
2. Other documents as stipulated by the Lao Securities Commission (LSC).

(ເອກະສານປະກອບການຂໍສ້າງຕັ້ງບໍລິສັດຫຼັກຊັບ ທີ່ເປັນພາສາຕ່າງປະເທດ ຕ້ອງແປເປັນພາສາລາວ)