ຄະນະກໍາມະການຄຸ້ມຄອງຫຼັກຊັບ

Company has intention to conduct private placement issuance must follow below requirements:

1.	Being public company;
2.	Established and run business more than 1 years before submitting the issuing file, except the company previously merged, acquisitioned or changed the form of business;
3.	Board of directors shall include independent director at least 1/3 of total members who are designated by the general shareholders’ meeting;
4.	At least 3 people in the internal audit committee assigned by BOD and 2/3 must be independent members and at least one of the committee members must have accounting or financial background;
5.	Having a plan for offering and use of capital received from the offering which approved by general shareholder’s meeting;
6.	While doing filing, the company must submit last year audited financial statements;
7.	Having financial soundness such as stable financial position, profitability and no overdue loans;
8.	The certificate of preparedness for private placement from securities firm (finance advisor) with the name list of financial advisors;
9.	Complete the private placement plan, business plan and at least 3 years future projected financial cash flow since the private placement completion and must be approved by BOD ;
10.	The shares from private placement cannot be traded within 6 months since the completion date;
11.	Other criteria and conditions as stipulated by the LSCO.

1.	An application form of IPO as defined by the Office;
2.	A certified copy of the company’s business registration certificate;
3.	A certified copy of the company’s tax registration certificate;
4.	A copy of company’s regulation;
5.	Resolutions of the General Shareholder’s Meeting approving the plan for private placement and use of capital received from the private placement;
6.	The list of principal shareholders who hold a company’s share from 1% of total shares;
7.	The company’s charter; the curriculum vitae of members of the Board of Directors;
8.	The certificate of preparedness for offering from securities company;
9.	last year audited Financial statements by an approved external auditing company along with submitting the private placement application to the LSCO;
10.	Plan for private placement offering and 3 years future business plan and financial forecasting;
11.	The prospectus;
12.	Contract with underwriter;
13.	Other documents as specified by the LSCO.