Tuesday, 07 February 2023

Securities Business Professional


  1. Securities Business Professional
  2.   Application form for an approval securities business professional

    1.   3.1 An application pursuant to the form of the Lao Securities Commission Office;
    2.   3.2 A residence certificate;
    3.   3.3 A copy of identity card or passport;
    4.   3.4 A certificate of criminal record not exceeding 3 months;
    5.   3.5 3 photos not exceeding 3 months, size 3x4 ;
    6.   3.6 A copy of a certificate passed examination of professional course with score record;
    7.   3.7 A copy of employment contract between the securities company and an employee;
    8.   3.8 A copy of a certificate passed examination of related Lao PDR laws for foreign
    9.       securities business professional.